Compliance Insider: Is the CFPB Over?
Judging by the direction of the stock market and the financial trade press, Nov. 9 brought great relief to business ...
Tag: compliance
Compliance Insider: Due Process? Really?
On Oct. 11, the U.S. Court of Appeals for the District of Columbia Circuit held that the Consumer Financial Protection ...
The CFPB’s Regulation of the Auto Finance Industry is Legally and Ethically Wrong [OPINION]
As the Chair of my firm's Auto Finance Team, a multidisciplinary team of attorneys serving the auto finance industry, I've ...
Compliance Insider: Houston, We Have a Problem
I guess when it rains, it pours. My last two columns dealt with the Consumer Financial Protection Bureau’s proposed rule ...
5 Questions Your Board Should Be Asking the Chief Compliance Officer
As fiduciaries, board members have a responsibility to shareholders to oversee many aspects of a company’s business, including compliance with ...
3 Actions Lenders Can Take to Improve the CMS
There are many "tangible activities" that can be done to maintain the compliance management system and improve the framework, said ...
Online Compliance Training Needs More Engagement
Web-based courses are “not enough” to get the compliance training job done — that was the resounding similar outlook on ...
3 Do’s and Don’ts to Tackle Compliance Exams [VIDEO]
It’s no secret that auto lenders are living in a more regulated space as a result of increased speculation from the ...
